FSPO: Policy-Consistent Risk and Pareto-Feasible Control for Budgeted LLM RL Post-Training

4 días 10 horas ago
arXiv:2610.02828v2 Announce Type: replace Abstract: Adaptive LLM reinforcement-learning post-training changes multiple training actuators online, including rollout temperature, group size, clipping, KL regularization, verifier allocation, and update budget. Three coupled issues remain unresolved. A future-risk model trained from behavior trajectories need not estimate the risk induced by the controller that will be deployed; a score calibrated on logged state-action pairs can become miscalibrated after selective action choice; and independent per-resource minimum costs do not in general certify a feasible multi-resource continuation. We introduce FSPO, a feedback-state controller for budgeted LLM RL post-training that addresses these issues jointly. FSPO learns a policy-consistent risk-to-go model whose Bellman target follows the same frozen controller used for future decisions, together with a long-horizon utility model. Decision-conditioned trajectory calibration (DCTC) calibrates risk on cross-fitted trajectories generated by actions selected by provisional controllers. A Pareto resource continuation certificate (PRCC) admits an action only when a non-dominated cumulative reservation remains feasible over the residual horizon. Under a matched GRPO resource envelope, FSPO reaches 66.11% held-out and 59.43% OOD accuracy, compared with 64.47% and 57.03% for PB2, the strongest evaluated adaptive baseline. Three paired training seeds give gains of +2.42 and +3.19 percentage points over the contextual bandit on held-out and OOD evaluation. Under high behavior-deployment mismatch, policy-consistent risk lowers selected-decision ECE from 0.108 to 0.053; DCTC lowers it from 0.039 to 0.022 at matched acceptance; PRCC removes false-feasible admissions on an 18-action catalog ($0.197\rightarrow0.000$); and enabling all three components reduces trajectory failure from 0.181 to 0.083 in a factorial ablation.
Miaobo Hu, Shuhao Hu, Xiaobo Guo, Xin Wang, Bokun Wang, Daren Zha

ROUTEAUDIT: Interaction-Aware Identification for Budgeted Multi-Verifier Routing

4 días 10 horas ago
arXiv:2610.02808v2 Announce Type: replace Abstract: Adaptive multi-verifier systems are commonly compared through endpoint quality-cost gaps, even when the verifier catalog, availability, accounting, information filtration, or scorer changes with the policy. We formulate verifier routing as a contract-conditioned identification problem. The contract records request support, verifier catalog, realized availability, resource accounting, online filtration, and post-trace scoring; a matched route contrast changes only the policy coordinate. ROUTEAUDIT adds three measurable objects to this contract. A contract lattice averages coordinate increments over every admissible bridge order and reports the resulting attribution together with its path sensitivity. A policy-independent response tape identifies paired sequential contrasts when adaptive policies reveal different observations. For incomplete matching, request-level bounds use whichever potential outcome remains observed and give a sharp finite-population interval. The protocol commits paid observations and ledger events before the oracle join and returns an attribution certificate for each comparison. On two held-out raw-tail caches, matched static SF+SA equals the cascade, assigning the apparent gains of 0.1797 and 0.1250 over full static to the verifier-set edge. On 1,319 held-out task requests, the learned and RLVR studies report quality 0.9522 and 0.9553 versus 0.9484 for matched static; the RLVR-static paired difference is +0.0068 with a request-paired interval $[0.0015,0.0122]$ and a training-seed-by-request hierarchical interval $[0.0006,0.0131]$. Controlled attribution recovery yields route mean absolute error 0.0011 and endpoint reconstruction error 0.0004. Factorial, bridge-order, and stochastic-provider studies evaluate the certificate interface; RLVR supplies a learned-policy stress test under the same identification contract.
Miaobo Hu, Shuhao Hu, Xiaobo Guo, Xin Wang, Bokun Wang, Tianshu Fu, Daren Zha

Benchmarking Prompt Optimization of Large Language Models With Chess

4 días 10 horas ago
arXiv:2610.00416v2 Announce Type: replace Abstract: Evaluating large language models becomes increasingly challenging as their capabilities advance: benchmarks can saturate, public test sets risk contamination, and assessing harder tasks can require expensive grading or execution infrastructure. These challenges are amplified in automatic prompt optimization (APO), where evaluation is repeated throughout the search for better prompts. Studying APO therefore requires a benchmark that is cheap and deterministic to score, hard enough to leave room for improvement, and renewable as models evolve. We introduce a chess benchmark built from 1,118 Lichess puzzles to study APO for frozen LLMs: we optimize their prompts without updating their model weights. Chess combines inexpensive exact-match scoring, engine-based evaluation of alternative moves, and a renewable supply of problems with adjustable difficulty. Unlike evaluations that report only success on isolated test items, the benchmark also connects puzzle-solving gains to short game-play rollouts within the same domain. We use it to evaluate six APO algorithms on eight target models, measuring not only baseline strength but also how much each model responds to optimization and whether optimized prompts transfer across models and to game play. Chess is thus a well-suited benchmark for APO: it is (i) challenging, as even the strongest evaluated model, Gemini 3.5 Flash (used as the meta-model), solves only about 55\% of puzzles; (ii) discriminative, revealing gains, unchanged performance, and regressions across methods and models; (iii) renewable, with fresh puzzles to reduce contamination risk and adjustable difficulty to maintain headroom as models improve; and (iv) affordable, as the complete study runs for around \$800. We release the puzzles, optimization and evaluation code, and dataset-renewal scripts (https://github.com/imec-ailabs/Automatic-Prompt-Optimization-with-Chess).
Timoth\'ee Lesort, Alejandra L\'opez de Aberasturi G\'omez, Tristan Karch, Tom Veniat, Philippe Modard, Karl Tuyls, Ludovic Denoyer

ContractRL: Shielded Group-Relative Policy Optimization for Auditable Tool-Call Repair

4 días 10 horas ago
arXiv:2610.00328v2 Announce Type: replace Abstract: Structured tool calls often fail after only a small number of fields violate a schema or an execution contract. Regenerating the complete object enlarges the action surface and makes repeated repair difficult to audit. We introduce ContractRL, a contract-constrained sequential repair protocol that models verifier-guided JSON repair as a bounded decision process. At each step the policy observes the candidate, typed verifier feedback, JSON Pointer, immutable repair history, and remaining budget; a contract-derived action mask filters malformed or prohibited RFC-6902 operations before a deterministic validator performs the transition. We specify a contract-constrained group-relative objective for patch, retry, and abstention decisions while keeping canonical targets and semantic labels outside the online state until trace freeze. Under identical verifier information, ContractRL attains 0.9362 semantic success with 34.4 generated tokens, compared with 0.9076 and 44.9 tokens for Patch-SFT and 0.9148 and 137.2 tokens for full regeneration over 192 cases per seed and five seeds. Policy optimization improves semantic success from 0.9186 for supervised ContractRL to 0.9375. A separate three-seed paired evaluation against Patch-SFT yields a semantic difference of +0.0396 (95% CI $[+0.0137,+0.0662], p=0.0039$). Feedback, action-mask, budget, and schema-shift analyses connect these gains to localized correction, while adversarial and multi-turn evaluations characterize the remaining failure modes.
Miaobo Hu, Shuhao Hu, Xiaobo Guo, Xin Wang, Bokun Wang, Yina Sa, Daren Zha

Trust Is Not a Score: Runtime Assurance Contracts for High-Risk AI Agents

4 días 10 horas ago
arXiv:2609.39717v2 Announce Type: replace Abstract: Benchmarks, audits, and agent protocols describe performance, permissions, and repair, but not how observed evidence should change an agent's authority during a consequential task. We propose a Runtime Assurance Contract (RAC), a policy-level formal schema binding autonomy boundaries, component eligibility, evidence state, transition policy, human-review capacity, and non-compensatory gates. Under RAC, soft metrics may inform routing, whereas a failed or unknown mandatory gate forces retry, switch, escalation, deferral, or stop; aggregate performance cannot authorize action. We define the contract, an evidence record, a permission rule, and five invariants. A deterministic failure-injection study in agentic coding evaluates 174 cases, each a distinct mechanism, under a gate conjunction, a score-only rule, and a restricted protocol baseline. At the published example weights and threshold, the score rule admits 56 of 63 block-required injections and all 24 review-required injections; tuned in hindsight, it matches the conjunction case for case. For positive weights, a positive threshold, binary risk signals, and each signal firing alone on some case, the two rules agree on every case if and only if the threshold does not exceed the smallest weight. On 124 further cases written blind by a model of another vendor, the conjunction itself admits 35 of 79 injections, and so does the tuned score rule: a missing detector is invisible to every decision rule. Eighteen hand-authored traces check version-pinned evidence and review transitions. In a prospective synthetic holdout of 24 episodes, RAC and a separately implemented full stateful baseline both match the labels of two blinded LLM judges. These studies test mechanisms on synthetic cases; they establish neither deployed safety nor cross-domain effectiveness.
Serhii Zabolotnii

When Should Agents Check External State? Budgeting Observations for Stored Intentions

4 días 10 horas ago
arXiv:2609.37125v3 Announce Type: replace Abstract: Prospective memory allows an agent to retain an intention tied to a future condition, but the stored intention does not reveal whether that condition currently holds. Checking it may require web access, multi-step tool use, and paid calls. Existing systems decide when intentions require attention, but do not allocate the resulting observations under a shared budget. We introduce the first resource-allocation formulation for the external observations required by stored intentions under a shared episode budget. BudgetPM offers two policy variants that share a hard-budget executor. BudgetPM-Static uses a lightweight Logistic scorer to learn whether a check improves the current decision. BudgetPM-Sequential distills full-episode hindsight schedules into a lightweight policy that decides when to spend or reserve capacity using only pre-query information at deployment. We evaluate BudgetPM against two public memory-agent systems, five matched controls, and four hand-designed monitoring or budget-adaptation rules. Across two benchmarks and three backbones, BudgetPM-Static outperforms adapted Mem0 and PMA workflows. On PM-Bench, its Logistic scorer reaches competitive quality--cost operating points alongside higher-capacity scorers and retains 99.9--100\% of unconstrained quality with 42--54\% fewer observations. Under severe scarcity and the same hard caps, BudgetPM-Sequential exceeds the strongest tested natural monitoring schedule by 1.92--2.58 Set F1 points. It reaches the same Set F1 and on-time recall with 16--33\% fewer observations. Matched attribution, exact-cost analysis, and a fixed-budget load intervention link this gain to competition between present and future opportunities. These results yield a demand--capacity design rule: local gating works when capacity covers demand, while future-aware supervision adds value when observations compete across time.
Zhengkun Di, Bin Shi, Kai Sun, Yiming Xu, Bo Dong

Action-Space Shaping for LLM Agents: Measuring and Mitigating Tool-Schema Bias

4 días 10 horas ago
arXiv:2609.34971v2 Announce Type: replace Abstract: Large Language Models (LLMs) have shown strong performance on tool-use agentic tasks when given a fixed tool schema. Yet a tool schema is not the action space of an agent; it is merely one interface representation of it. The same executable action can be exposed through many different, functionally equivalent tool definitions, and an agent that has truly learned a task should behave consistently across them. We show that current agents often do not, a phenomenon we term schema bias. To study this systematically, we introduce an executable transformation framework that rewrites a native tool schema using nine operators, including merging and splitting tools, altering how a single tool is expressed, and distributing one action across several dependent calls. The tasks, executable actions, and reachable states remain fixed, so any change in success is attributable to the interface alone. Evaluating eleven LLMs, including two closed models, on up to 32 schema variants, we ask how large schema bias is, how it manifests, whether the difficulty of a schema variant can be predicted without a full evaluation, and whether training removes it. We find that schema bias is substantial even for the newest models: success rates range from complete failure to 97% depending solely on the schema. To reliably estimate schema difficulty, it requires running a small sample of the target queries. Training repairs a schema variant only when that variant appears in the training data.
Yinhong Liu, Zhili Tan, Zilin Wang, Zhijiang Guo

SpeechCritic: Learning a Diagnostic Speech Judge from Limited Human Preferences

4 días 10 horas ago
arXiv:2609.34582v2 Announce Type: replace Abstract: Human speech conveys rich perceptual information, such as emotion and speaker identity, yet most automatic speech quality judges reduce it to a single naturalness score. We study diagnostic speech judges: given two candidates, a diagnostic judge decides which is better, along which perceptual dimensions (e.g., timbre, emotion, timing) they differ, and which audible cues support its decision. Learning such judges is challenging: expert annotation is costly, and simply prompting a frontier audio-language model to produce labels is unreliable: our probing reveals substantial errors and unstable instruction following. We introduce SpeechCritic, which learns a diagnostic judge in a reference-conditioned cross-lingual setting from only about 300 human-labeled comparisons. Rather than replacing the frontier model, SpeechCritic calibrates it with these labels: for each dimension, it selects the acoustic measurements that agree with human judgments, maps them to A/Tie/B probabilities, and passes these to the model as non-binding hints alongside the audio. Compared with the same model labeling without hints, this raises dimension-level agreement with humans by 6.3 points and cuts the mismatch with human Tie rates by 10.4 points. We then train a 7B judge on this supervision and find that different training signals shape different judge behaviors: SFT establishes the task, OPD transfers the teacher's dimension-level strengths and weaknesses, and RL helps most on clear-cut comparisons where human raters agree. Notably, human listeners also find that RL makes rationales cite more specific, localized acoustic cues, although it never directly rewards rationale text. Finally, we show that the pipeline is language-pair agnostic by instantiating it on both English-Japanese and English-Spanish. Together, these results demonstrate a path from limited human preferences to a diagnostic speech judge.
Mingyue Huo, Shivam Mehta, Bhavin Jawade, Yinghong Lan, Haoqi Li

R$^2$ Flow: Recursive Self-Improvement via Recursive Skill Evolution

4 días 10 horas ago
arXiv:2609.33867v2 Announce Type: replace Abstract: LLM-based agents can improve themselves across tasks by reusing and revising the skills they orchestrate into executable procedures. Flow-based training fits this loop: it samples procedures in proportion to reward, and the flow through each skill credits it for the next library revision. Three obstacles stand in the way of making this self-improvement reliable: flow training suffers strategy collapse over tree-structured histories; nonnegative flow-based credit rewards frequent use as if it were benefit; and library edits rest on the task reward the policy optimizes. We introduce R$^2$ Flow, a recursive self-improvement framework that alternates policy learning, independent verification, and versioned skill-library updates on a shared-state orchestration graph. The graph merges histories that differ only in the order of independent steps, allowing flow training to pool evidence across equivalent executions. A flow-share readout of the trained flow, invariant to the backward policy, and a separate signed utility rank which skills to change, verifier evidence decides whether an edit is warranted, and a residual-variance plateau sets when to update. Committed edits reshape the graph the next policy learns on, realizing recursive skill evolution. Across question answering, mathematical reasoning, interactive decision making, and code generation, R$^2$ Flow improves task accuracy and library-edit precision over heuristic orchestration, reinforcement learning, and skill-evolution baselines, and transfers across executors. Code is available at https://github.com/beita6969/r2flow.
Mingda Zhang, Qiang Huang, Yanjin Li, Zijia Wang, Qika Lin, Xiaoying Tang, Tiesunlong Shen

RSD-Poker: Structure-Adaptive and Shift-Robust Risk-Utility Certification for Residual Policies in Imperfect-Information Games

4 días 10 horas ago
arXiv:2609.33669v2 Announce Type: replace Abstract: Residual policy adaptation provides a lightweight way to modify a strong reference policy, but a shared scale and a fixed subgroup partition can hide heterogeneous degradation and become fragile when the deployment mixture of information states changes. We introduce RSD-Poker, a structure-adaptive and shift-robust certification framework that freezes a bank of residual families and scales, learns a policy-visible partition on an independent structure split, and freezes that partition before calibration labels are joined. Each candidate-group pair receives a weighted simultaneous upper certificate for anchor-relative risk and a lower certificate for weak-response utility. A robust group-to-candidate map is then selected over a predeclared uncertainty set of deployment group proportions. Under independent calibration units drawn from each frozen group's law, a candidate bank and partition fixed before calibration, and invariant within-group conditionals, the selected map satisfies its declared mixture-robust risk budget and utility certificate with probability at least $1-\zeta_{risk}-\zeta_{util}$. The information contract supports both a teacher-backed transform and a teacher-free observation-only student. The retained deterministic 24-state audit remains an exact replay diagnostic: empirical-zero selects $\alpha=0.08$, raising the weak-response proxy from 4.2082 to 4.2889 with $0/12$ held-out threshold crossings. On stratified held-out states, the learned-partition dual selector raises weak utility from 4.4074 under global dual certification to 4.4936 and lowers held-out violation from 0.0215 to 0.0078; its mixture-robust variant reaches violation 0.0059. Across five observation-only checkpoints, risk-calibrated residuals attain weak utility $4.3659\pm0.0177$ and violation rate $0.0178\pm0.0057$.
Miaobo Hu, Shuhao Hu, Xiaobo Guo, Xin Wang, Bokun Wang, Peng Zhang, Daren Zha

Audit-First VAPO: Risk-Certified Selective Updates under Imperfect Verification

4 días 10 horas ago
arXiv:2609.33662v2 Announce Type: replace Abstract: Imperfect verifiers can assign a harmful update direction even when clipping and regularization bound its magnitude. We introduce Audit-First VAPO, which separates discrete directional admission from continuous magnitude control. An observation-only accept-appeal-abstain policy uses a finite secondary-verification budget; its action trace is frozen before clean labels are joined. Simultaneous finite-sample bounds then certify selected harmful risk, coverage, and verifier-call rate over a predeclared policy family. Conditional Hoeffding-Azuma bounds account for the dependence induced by shared budgets, and rollout or verifier changes initiate a new certification stage. After admission, a bounded trust-clip-KL actuator controls magnitude. We evaluate two models on two reasoning benchmarks against static RLVR, matched-random selection, confidence thresholding, noise correction, and verifier augmentation. On Qwen3.5-0.8B and GSM8K at target risk $\rho=0.08$, RC-VAPO achieves 74.1% accuracy, selected harmful risk 0.0697, coverage 0.4125, and relative verifier cost $1.16\times$. At matched coverage and update magnitude, its selected-risk difference from matched random is -0.0260 with paired 95% interval $[-0.0364,-0.0157]$. Across asymmetric, confidence-dependent, and correlated-verifier noise, the certificate is satisfied on 57 of 60 independent runs. These comparisons isolate informative directional selection from proposal suppression, update shrinkage, and additional verifier computation.
Miaobo Hu, Shuhao Hu, Xiaobo Guo, Xin Wang, Bokun Wang, Rui Chen, Daren Zha

OSCC: Certified Observation-Safe Coupling Optimization for Gradient-Noise Control in Imperfect-Information Learning

4 días 10 horas ago
arXiv:2609.33543v2 Announce Type: replace Abstract: Coupled rollouts can reduce the noise of counterfactual action comparisons, but two issues prevent standard common-random-number constructions from serving as a general learning primitive in imperfect-information environments. First, an invalid coupling may expose hidden state, synchronize endogenous policy randomness, or misalign chance events after counterfactual histories diverge. Second, in multi-action policy optimization, lower return-contrast variance is not by itself the relevant objective: the optimizer depends on the return covariance matrix after projection through the local policy-gradient geometry. We introduce observation-safe counterfactual coupling (OSCC), a framework that defines an admissible class through marginal preservation, information-state safety, branch-local policy randomness, semantic event alignment, and trace-before-oracle replay. We derive a gradient-aware coupling criterion showing that, for marginal-preserving couplings, policy-gradient noise changes are determined by policy-Jacobian-weighted off-diagonal return covariance. This motivates OSCC-Select, a calibration-only selector that chooses among independent, root-only, continuation-only, and fully coupled rollouts using separate safety and gain certificates. Its gain target combines projected gradient noise with measured physical sampling cost and falls back to independent sampling whenever a simultaneous lower confidence bound does not certify improvement. On 100,000 fixed-root Leduc comparisons, the fully coupled CP-GRPO instantiation reduces return-contrast variance from 41.1158 to 18.1441, a 55.87% reduction, while preserving the declared branch marginals. With three actions, OSCC-Select chooses continuation coupling and attains gradient-noise trace 0.0783 versus 0.0917 for return-variance selection. Increasing calibration from 64 to 2,048 groups raises certification from 0.327 to 0.995.
Miaobo Hu, Shuhao Hu, Xiaobo Guo, Xin Wang, Bokun Wang, Rui Chen, Daren Zha

Porimon: An LLM-Based Pok\'emon Battle Agent Enhanced by Long/Short-Term Knowledge Augmented Generation

4 días 10 horas ago
arXiv:2609.32544v2 Announce Type: replace Abstract: In this paper, we use Pok\'emon Battles as a case study to investigate how to improve the performance of LLM-based agents in tasks that require opponent-aware planning without additional fine-tuning. We propose Long/Short-Term Knowledge Augmented Generation (LSTKAG), a mechanism that enables LLM-based agents to leverage past states of the current task and retrieve experience summaries from similar previous task instances based on the current state. Based on LSTKAG, we design Porimon, an LLM-based agent structure for Pok\'emon Battles. For optimization, we introduce an external API for precise damage calculation and more detailed information about the game. We conduct tournament-like evaluation experiments comprising 15,000 battles for hyperparameter optimization, ablation studies, and performance evaluation. The results indicate that Porimon-based players with hyperparameter optimization significantly outperform players based on Pok\'eLLMon, an LLM-based agent structure proposed in previous research, and the rule-based heuristic player. Furthermore, our ablation study shows that Porimon variants outperform the one without extension in game information retrieval, which shows the contribution of that extension. However, the current experiment results are inconclusive regarding the contribution of Long-Term KAG. These results suggest that introducing external resources, information from previous states of the current task, and experience summaries from similar previous task instances could elevate the performance of LLM-based agents designed for tasks requiring opponent-aware planning.
Dongyin Zhuo, Fengjunjie Pan, Nenad Petrovic, Alois Knoll

Metro-WM: Long-Horizon Latent Planning with Realisable Sub-Goals

4 días 10 horas ago
arXiv:2609.31868v2 Announce Type: replace Abstract: Model-predictive control with Joint-Embedding Predictive Architectures (JEPAs) provides a strong zero-shot goal-reaching planner, but it is only effective over short planning horizons. Hierarchical extensions attempt to bridge this gap by learning a macro planner to predict intermediate latent sub-goals to guide the micro planner. In this work, we demonstrate that unconstrained latent sub-goal prediction is fundamentally flawed. A rigorous evaluation reveals that a leading state-of-the-art macro planner routinely emits physically unrealisable sub-goals. To resolve this, we introduce Metro-WM, a hierarchical framework that issues sub-goals by retrieving genuine states from prior experience rather than generating ungrounded latent vectors. Specifically, Metro-WM constructs a graph whose vertices are observed frames from offline expert demonstrations or random-action trajectories, allowing frames from different episodes to be connected and stitched into routes to the goal. Planning over the full graph also makes the system highly robust to execution errors: if the micro planner drifts off course, Metro-WM instantly finds a new optimal path from the current state. Our experiments show that Metro-WM achieves superior long-horizon success rates of up to 37.33 percentage points over the next best hierarchical approach while being up to 10.9 times faster, requiring both 13-56 times less offline compute and fewer tuned hyperparameters. Additional analysis reveals that Metro-WM finds shorter paths than the offline demonstrations, outperforms an oracle relying on the query's own demonstration, and maintains robust performance under extremely sparse dataset conditions.
Royson Lee, Fady Rezk, Titouan Parcollet, Timothy Hospedales, Cristina Cornelio

Evolutionary Safety of Recursive Self-Improving AI: Taxonomy, Risk Discovery, and Evaluation

4 días 10 horas ago
arXiv:2609.31186v2 Announce Type: replace Abstract: Rapid advances in AI are bringing recursive self-improvement (RSI) closer to practice, with growing progress in model self-training, self-evolving agents, and automated AI development. Yet the very mechanisms that enable continuous improvement also introduce new challenges for AI safety. Unlike isolated failures, safety risks can persist across updates, accumulate through repeated adaptation, and propagate to successor systems. More importantly, the processes that generate and select future improvements may themselves evolve, making safety increasingly difficult to assess and maintain. This raises a fundamental question, i.e., how can safety be maintained when both AI systems and the processes that improve them continue to change? Therefore, we introduce Evolutionary Safety to study how safety properties are preserved, weakened, or restored throughout persistent and recursive self-improvement. We characterize six recurring manifestations of evolutionary risk and develop a five-domain taxonomy that captures how safety-relevant changes arise, persist, and propagate across evolving systems. Building on this foundation, we establish a framework for risk discovery and evaluation across states, updates, trajectories, and lineages, and examine governance principles for controlling modifications, verifying and authorizing updates, and ensuring traceability and recovery. We further identify open problems in maintaining safety as both AI systems and their improvement mechanisms continue to evolve.
Chang Gong, Jingping Bi, Di Yao, Ran Cheng, Yaodong Yang, Kaile Wang, Xinjian Liang, Chao Xiang, Ruijie Guo

Cross-Modal Emotion Understanding: A Transformer-GAT Approach for Dialogue Emotion Recognition

4 días 10 horas ago
arXiv:2609.29556v2 Announce Type: replace Abstract: Multimodal emotion recognition is a key research area in affective computing, with applications in sentiment analysis, intelligent customer service, and human-computer interaction. However, existing methods often rely on single-modal features or simple multimodal fusion, failing to capture the synergy between global and local contexts, which limits model performance and emotion understanding. To address this challenge, we propose Transformer-GAT, a hybrid framework that combines Transformer and the Graph Attention Network to enable cross-modal emotion understanding. The Transformer is used to capture global semantic information, while the Graph Attention Network is employed to model fine-grained relationships between modalities, thereby enhancing the representation of emotional features. Experiments on the IEMOCAP and MELD datasets show that our model achieves weighted F1 scores of 72.45% and 77.37%, outperforming state-of-the-art methods. These results demonstrate that Transformer-GAT effectively integrates multimodal features, balances global and local contexts, and provides deeper emotional insights, offering new directions for multimodal emotion computing.
Jiaqi Qiao, Yifan Lyu, Xiujuan Xu

SWE-Prometheus: Measuring Engineering Governance Improvements in Real-World Repositories

4 días 10 horas ago
arXiv:2609.29465v3 Announce Type: replace Abstract: Large language model based coding agents have made substantial progress on repository-level software engineering tasks. Existing repository benchmarks, however, usually start from a human-identified issue and evaluate whether a patch satisfies a functional signal. We present SWE-Prometheus, a benchmark for the broader task of improving repository engineering governance. Each task provides a fixed snapshot and an open-ended objective, requiring the agent to identify risks, prioritize interventions, and verify the resulting changes. SWE-Prometheus evaluates six governance dimensions through paired evidence, clean-environment probes, behavior gates, and two independent teacher ratings of the same evidence. The benchmark contains 60 repositories; ten models are evaluated on a shared 22-repository public subset, where mean Normalized Governance Improvement ranges from 0.0568 to 0.5760 and observed behavior-breakage rates range from 0% to 23%. On a frozen ten-repository batch, a repository-blind template obtains mean NGI 0.272, but its gains concentrate in Tests & CI, Quality Gates, and Documentation; it improves Reproducible Environment and Dependency & Security on none of the repositories. This baseline makes the distinction between adding governance artifacts and producing execution-backed improvements measurable. The no-op condition has median NGI zero and standard deviation 0.073; two teachers agree exactly on 57 of 60 dimension scores for the same no-op evidence. For the two highest conditional-mean systems, common-valid NGI is similar, while full-pool comparisons that include behavior failures favor Kimi-K3. These results show why repository-governance evaluation should report improvement, behavior preservation, evidence quality, and coverage together.
Jiajun Wu, Leixin Sun, Zihan Tan, Yitao Liu, Zhenjun Zhao, Danyang Zhang, Shuo Li, Jiaru Qian, Yuxin Wu, Shanghaoran Quan, Chuangxin Zhao, Yangxu Liao, Yang Liu, Bin Chong, Guancheng Wan

From Self-Distillation to Self-Practice: Privileged Information for Multi-Turn Agents

4 días 10 horas ago
arXiv:2609.29051v2 Announce Type: replace Abstract: On-policy self-distillation (OPSD) has become a popular recipe for post-training LLM agents. It supervises the agent model at the token level with a stronger teacher view of the same model, obtained by conditioning on privileged information (PI). In this work, we show that in multi-turn agents, this paradigm teaches the student to act with confidence but without the information behind it. The trained agent behaves as if it had privileged information it never observed, and its performance falls well short of plain RL, in the worst case below the untrained base model. Therefore, we propose Privileged Self-Practice (PSP), which keeps the PI and moves it from the loss to the sampler. When the student's rollouts on a task mostly fail, we inject a short per-task instruction written by an analyzer model, sample the task again with the instruction in context, and train on the result with an unchanged GRPO objective. The privileged information stays in the prompt and never enters the loss. Across AppWorld and SWE-bench Verified, with three different student models, PSP obtains the best average score in every setting and is the only method that consistently outperforms plain GRPO, with relative improvements over GRPO of 7% to 58% in average score across settings. Project page: https://sux1ngyu.github.io/PSP/.
Xingyu Su, Abhishek Kumar, Qing Ping, Youzhi Luo, Jonathan Buck, Zach Zhang, Subramanian Chidambaram, Vinayak Arannil

CABAL: Multi-Agent Simulacra for Tracing the Effects of Collusive Bidding in Peer Review

4 días 10 horas ago
arXiv:2609.05227v3 Announce Type: replace Abstract: Recent reports during the AAAI-27 review cycle highlight the risk of reviewers coordinating bids for reciprocal assignment advantage. Prior work treats bidding, reviewer assignment, and review manipulation as separate stages, leaving the lifecycle effects of collusive bidding unclear. Real-world analysis is further constrained by typically unobservable collusive intent and the lack of counterfactuals for the same conference. Motivated by this gap, we introduce \alg, an end-to-end multi-agent simulacra framework for studying reviewer assignment integrity by holding the conference environment fixed and configuring LLM-driven reviewer agents with honest or collusive policies. We further develop an affinity-guided collusive bidding strategy that uses mutual reviewer-paper affinities to construct collusion rings and select target papers, producing expertise-consistent rather than arbitrarily targeted attacks. Controlled experiments show that collusive bidding more than doubles target-paper capture and that assigned colluders score target papers about two points higher than honest co-reviewers, while conference-wide effects remain comparatively modest. Evaluated bid-phase detectors provide only limited evidence of collusion: in a fixed-triplet detector stress test, native positive-bid graphs are confounded by benign affinity, while a Very-High-only diagnostic view enables precise but low-coverage local recovery.
Jicheng Zhou, Kemou Li, Kahim Wong, Zheyuan Li, Zhuan Shi, Fengpeng Li, Haiwei Wu, Jiantao Zhou

Beyond Uncertainty Reduction: Calibrated Planning for Interactive Diagnosis

4 días 10 horas ago
arXiv:2608.27847v2 Announce Type: replace Abstract: Interactive medical diagnosis requires an agent to gather patient evidence through sequential questions before committing to a diagnosis. Large language models (LLMs) now make such consultations feasible, and existing approaches typically select questions by how much they reduce uncertainty among candidate diseases. However, this objective is insensitive to the unequal clinical costs of diagnostic errors and omitted severe alternatives, so minimizing uncertainty need not minimize final diagnostic loss. To bridge this gap, we propose CaRDI (Calibrated Risk for Diagnostic Interaction), a planning framework built around a clinical loss combining primary diagnosis error with severity-weighted differential omission. Diagnostic and safety beliefs estimate the two loss components, while conformal residual calibration corrects for underestimation from partial evidence. The calibrated risk then guides question selection and stopping by balancing expected risk reduction against interaction cost. Experiments on multiple medical benchmarks show that CaRDI improves accuracy while requiring fewer questions. Further analysis shows that replacing entropy with clinical risk as the planning objective reduces clinical loss by 21.5% and decreases severe omissions. Our code is available at https://anonymous.4open.science/r/CaRDI-A940/.
Yue Zhou, Haiyang Zhou, Jin Zhang, Kong Wang, Zihao Rao, Maolin Wang, Hanwen Du, Youhua Li