arXiv:2610.22779v1 Announce Type: new
Abstract: Automated agent design increasingly trusts a single score to decide whether a change is an improvement -- but a score optimized aggressively enough ceases to measure what it was meant to. When an agent also explains its design, that explanation is a second signal we can check without human labels: negate each stated claim, re-run, and observe whether performance drops. We ask whether such a verifier stays reliable once an agent optimizes against it. Our contribution is not a new verifier but a way to stress-test one: a pressure ratio $\rho$ measuring how much the verifier steers the agent's search, and four falsifiable probes covering four failure modes -- giving no signal, being too weak to matter, being gamed by stating fewer claims, and being queried before the agent commits. We apply the test to our own verifier, the Rationale Consistency Score (RCS), inside an LLM agent that designs machine-learning pipelines, with one generator model, six tasks, and three seeds. First, in our prior configuration the verifier barely affects the search objective ($\rho \ll 1$), partly because of an accuracy gate, so its robustness had not been tested; it still shapes the reported artifact through a final-selection tie-break that $\rho$ does not register. Second, a capability control shows the agent shortens its claim lists when instructed, yet search does not, even at $\rho$ over 100 times the prior level; since feedback omits claim volume and horizons are short, this null result is largely structural rather than evidence of robustness. Third, when the agent can probe the verifier before committing, it keeps claims that pass while held-out faithfulness falls -- a decline invisible to in-loop metrics, though partly confounded by how RCS scores small pipelines. We offer these as preliminary evidence and propose a reporting standard: audit a verifier with $\rho$ and these probes before trusting it.
Jonghyun Lee, Moonsu Kim, Sunghwan Park
arXiv:2610.22768v1 Announce Type: new
Abstract: Retail recommenders rank relevance, but retailers earn contribution margin: an upsell earns the margin difference over the item it replaces, whereas a cross-sell earns its full margin. We introduce joint stochastic basket editing, a formulation in which one policy selects replacement and addition offers for an existing basket, values them by expected incremental contribution margin, and couples them through displayed-offer, accepted-offer, and joint-acceptance response channels. To our knowledge, it is the first formulation in which upsell and cross-sell responses are coupled; prior separable treatments are its zero-coupling special case. In real-data-calibrated simulations on five public basket datasets, StoBasket captures essentially all attainable offer margin: within 0.5% in every default-price setting and within 0.7% when the true response lies outside its model family. Correct economic accounting is the broadest gain: margin-weighted popularity leaves up to 11% of attainable margin unrealized, and a published next-basket recommender leaves 11-52%. Joint selection adds 10.2% of attainable margin on Instacart, where premium tiers and add-ons are strongly linked. When offers pay only together, the best heuristics lose 64% while exact search stays within 0.5%. For a structured subclass, we characterize when staged policies fail and give an exact optimizer that solves every tested real basket in 0.13 ms median and at most 111 ms. Profit saturates long before prediction accuracy: a correctly structured predictor trained on 5,000 randomized sessions comes within 0.06% of perfect prediction, while a signal-free one loses 38%. The same estimates yield a decision-aware market-basket analysis whose cost does not grow with association order.
arXiv:2610.22760v1 Announce Type: new
Abstract: Benchmarks drive AI progress, but are hampered by task under-specification and over-specification. Task under-specification causes guesswork, where solutions have to make things up, or worse, resort to contamination or reward hacking. Task over-specification causes spoilers, where solutions can bypass some of the harder steps the benchmark was supposed to measure. Since future-looking benchmarks should be difficult, over-specification reduces a benchmark's shelflife of community adoption. Repository-level coding benchmarks have helped the field progress but experience unnecessary churn due to both over- and under-specification. For instance, SWE-bench Pro, FEA-bench, Doc2Feat-bench, and Multi-SWE-bench all tackle under-specification by augmenting task statements with hints derived from ground truth. We show that leaking ground-truth information into the task statement causes over-specification in some of these benchmarks. We experiment with various specification levels, trying to thread the needle between spoilers and guesswork. Based on these results, we recommend techniques for deriving parsimonious hints. We will release our hints so the community can obtain more reliable signals from popular benchmarks.
Yuanzhe Liu, Bastian Lipka, Avraham Shinnar, Jatin Ganhotra, Yao Ma, Martin Hirzel
arXiv:2610.22740v1 Announce Type: new
Abstract: In recent years, agentic orchestration has been widely applied to solve complex human tasks. However, existing orchestration learning still faces key challenges, including hand-designed curricula, advantage collapse when a task's rollouts all reach the same outcome, and unreliable evaluation signals that judge each skill by one noisy score. To address these challenges, we propose R$^2$Orch, a new paradigm of Recursive Self-Play Orchestration: an inner loop of self-play that improves the orchestrator on self-chosen tasks, and an outer loop that improves how the inner loop improves. To support this paradigm, we introduce Recursive Learnability, a training objective that rewards a Proposer for choosing tasks whose rollouts keep reaching different outcomes as skills are withdrawn. Built on this objective, we further propose Skill Withdrawal, in which the outer loop withdraws each skill once a controlled evaluation within self-play shows that the orchestrator performs as well without it. Moreover, the two loops form one cycle: failures are distilled into skills, skills into parameters, and withdrawals lead the Proposer to new failures, so the orchestrator moves toward zero-skill deployment. Experimental results on twelve datasets show that R$^2$Orch consistently outperforms baselines across question answering, math, code, and interactive tasks.
Mingda Zhang, Yun Huang, Qiang Huang, Yanjin Li, Rui Qian, Qichao Zhao, Tiesunlong Shen, Na Zhao, Jian Wang, Xiaoying Tang
arXiv:2610.22734v1 Announce Type: new
Abstract: The way a knowledge graph is serialized as text for inclusion into LLM context can substantially affect downstream LLM performance, with prior work reporting tens of percentage points variations across formats. However, existing studies consider only a limited set of representations and predate frontier reasoning models, which now offer stronger reasoning, instruction-following, and long-context capabilities. We evaluate 15 graph representation formats across nine frontier LLM configurations on ontology-based knowledge extraction and structural graph reasoning tasks. While knowledge extraction is relatively insensitive to different serialization formats, the choice of the optimal format for structural reasoning tasks significantly affects accuracy. We demonstrate that the optimal representation choice depends on model, query, and task and propose to approach graph serialization as a dynamic orchestration decision.
Julien Yu, Mihaela Bornea, Avirup Sil, Katrin Kirchhoff
arXiv:2610.22723v1 Announce Type: new
Abstract: Large language models exhibit misbehaviors that hinder deployment in high-stakes settings. One approach to monitor such failures is to use an external LLM as a monitor, but this is prohibitively expensive. A well-known and efficient class of monitors can detect such failures from internal representations (such as activation probes), but are tied to the model they were trained on, requiring costly re-annotation as new LLMs appear. A natural way to avoid this repeated annotation cost is to develop internal-representation based monitors that transfer zero-shot across LLMs. However, such transfer is challenging because internal representations are not naturally aligned across models; in particular, attention maps, known to contain signals of misbehavior, may differ in head function, ordering, and model depth. In this work, we characterize those cross-model attention mismatches as algebraic symmetries and use geometric deep learning principles to build LEMON (Language-model Equivariant MOnitoring Network) an online graph neural network-based monitor, whose predictions are invariant under these symmetries. LEMON processes attention maps token-by-token, as they are produced and outputs a score after every token (or every window of $W$ tokens) at negligible cost. Across 16 LLMs and six datasets, in the zero-shot cross-model setting, LEMON outperforms all baselines on both hallucination and jailbreak monitoring tasks, improving over the strongest by up to 14 ROC-AUC points.
Guy Bar-Shalom, Mor Geva, Fabrizio Frasca, Haggai Maron
arXiv:2610.22708v1 Announce Type: new
Abstract: Text-based world models have recently shown potential to simulate complex RL environment state transitions for a diverse set of use cases. However, no standardized benchmark exists to compare, study and improve these models. Through this paper, we attempt to solve this problem by building GlobeBench, a novel benchmark with 1,632 tasks across five separate domains and nineteen simulation skills. The tasks check whether models can predict the environment's response to a specific action given the full agent trajectory by understanding earlier state changes, following environment rules, and predicting the effects of actions on both related and unrelated objects. We compare the predicted environment response with an execution-derived reference, using a hybrid architecture with both deterministic gates and a semantic judge. Among 20 general-purpose LLMs and specialized text world models, GPT-6 Astra achieves the highest task success rate at 49.57%. We find that model accuracy decreases as actions affect a larger portion of the environment. Specifically, when the agent's changes must propagate to dependent objects, task success drops to an average of 5.1% across all 20 models. Although model strengths differ across tasks, 631 tasks remain unsolved by any model, suggesting a significant gap in general LLM capabilities as a world model.
Nicholas Saban, Charvi Bannur, Mariya Vasileva, Darshan Deshpande
arXiv:2610.22706v1 Announce Type: new
Abstract: Multimodal large language models (MLLMs) offer scalable annotations of social and affective content, but their temporal agreement with human judgments and neural predictive value require further evaluation. We compared diffusion-based and autoregressive MLLMs with continuous human Theory of Mind (ToM) and affective valence ratings across three short cartoon movies. Behavioral analyses assessed temporally aligned Pearson correlations, rating distributions, and the effects of preceding scene descriptions. Ratings from each source were separately used in subject-specific regression models to predict regional fMRI responses. Model ratings captured aspects of human temporal variation despite systematic distributional differences, with generally stronger alignment for valence than ToM. Preceding context improved alignment in some conditions, depending on the model and movie. In \emph{The Present}, more regions showed significant encoding for MLLM ratings than for human ratings, whereas effects were more limited in the other movies. Spatial overlap across rating sources occurred mainly among MLLMs; overlap between human and model ratings was limited and involved primarily visual, dorsal-attention, and posterior default-mode regions. These findings support MLLMs as scalable tools for generating brain-predictive annotations of social and emotional content, while highlighting systematic rating differences and model- and stimulus-dependent alignment with human judgments.
Yiran Huang, Zeyong Zhang, Bharat Biswal, Xin Di, Mengjia Xu
arXiv:2610.22698v1 Announce Type: new
Abstract: Verifier-guided self-repair conditions a model on feedback from failed attempts before it tries again, without weight updates. Yet two findings in prior work are in tension: verifier feedback can improve repair of failures, but self-repair itself can provide little-to-no advantage over independent resampling. We reconcile these findings in Lean theorem proving through controlled one-step experiments that hold the preceding failure fixed while varying whether the failed proof is shown, whether the compiler error corresponds to that failure, and the retry instruction. We test frozen Qwen3.6-27B, a general-purpose model, and DeepSeek-Prover-V2-7B, a specialized prover, on difficult MiniF2F problems. We find two opposing effects. Showing the model its failed predecessor reduces success and sharply increases copying of it, while on Qwen adding that attempt's compiler error recovers the loss, to the level of the diagnostic alone. Replacing the predecessor with another theorem's failed proof largely removes the degradation on both models; on Qwen, replacing the diagnostic with another problem's error substantially reduces the recovery. Without the failed proof, correct diagnostics show no resolved advantage over wrong-diagnostic controls on either model. The failed-proof penalty persists with and without the retry instruction, whereas Qwen's diagnostic recovery is weaker without it. In 11-problem sequential experiments through 64 attempts, Qwen retains a correct-diagnostic benefit within failed-proof histories, while DeepSeek-Prover shows no resolved recovery. However, no tested one-step feedback condition establishes an advantage over instruction-only resampling, nor does 64-attempt sequential repair with failed proofs and correct diagnostics at equal token budgets. Verifier feedback can thus improve repair without overcoming the performance loss from conditioning on a failed attempt.
arXiv:2610.22682v1 Announce Type: new
Abstract: Unified multimodal models (UMMs) can integrate understanding and generation within a single backbone. However, it is commonly known that these two capabilities can cause conflicting representations, leading to a central question: how representation and computation should be shared across functionalities? Existing UMMs often rely on a largely fixed structure, where different inputs and functionalities follow the same depth and parameter-sharing pattern. We argue that this assumption is too restrictive: more effective unification requires sharing the computation that supports cross-functional communication while specializing the capacity that becomes task- or input-specific. We introduce FlexUMM, a flexible UMM framework that dynamically decides when to preserve shared computation, when to route specialized capacity, and when to stop further processing. Evidence shows that this flexible allocation improves UMMs along two complementary axes. It improves accuracy by reducing harmful competition between functionalities, and it improves efficiency by avoiding unnecessary computation once an input representation is sufficiently mature. Beyond simple architectural unification from the pre-trained models, FlexUMM works as a model-agnostic, functional plug-in to make existing UMMs more unified, stronger, and efficient. Code is available at: https://github.com/AIFrontierLab/TorchUMM/tree/main/src/umm/post_training/flexumm.
Yinyi Luo, Haoyue Bai, Yi Ge, Nilton Cesar Rojas Vales, Marios Savvides, Jindong Wang
arXiv:2610.22672v1 Announce Type: new
Abstract: Modern mobile GUI agents can perceive visible screens and execute local actions, but they still lack persistent app-specific navigation knowledge: where functions live, which pages contain them, and which screens are equivalent across repeated visits. We introduce TAG-Nav, a Task-Agnostic Graph Navigation framework that wraps existing GUI-agent backbones with reusable destination memory. Offline exploration is distilled into compact records of app functions, target pages, and waypoint routes before any evaluated instruction is seen. When a future task's destination is covered, TAG-Nav retrieves the destination and provides route guidance without task-specific demonstrations. This separates mobile GUI destination navigation from full task completion: many tasks share the prefix of reaching the right page, while final actions may enter content, send data, make purchases, delete information, or change sensitive settings. To evaluate route finding without downstream execution confounds, we introduce DestBench, a navigation-only protocol that asks whether an agent reaches the correct pre-action destination screen. DestBench enables a controlled graph-memory study comparing no-memory agents with random, automated BFS, and clean graph memory. Graph-derived memory improves strict navigation success rate of UI-TARS-1.5-7B from 52.4% without graph memory to 58.3% with automated BFS memory, and improves Qwen-VL-Max success rate from 59.5% to 71.4% on the same conditions. Together, TAG-Nav and DestBench show that destination coverage and route cleanliness strongly shape graph-memory value, making graph quality a measured variable rather than an assumed benefit of exploration.
Adamo Orsini, Seyed Mehdi Ayyoubzadeh, Sadman Rakib Pinon, Hannuo Zhang, Koosha Gholipour Baradari, Yuanhao Yu, Xinxin Zuo, Yang Wang
arXiv:2610.22668v1 Announce Type: new
Abstract: Long-term memory enables LLM agents to reuse past experiences, yet retrieving relevant memories does not necessarily provide sufficient evidence for answering a query. Essential information may remain fragmented across memory records, obscured by abstraction, or disconnected from the relations required for reasoning. We identify this relevance-sufficiency gap and propose QEMem, a framework that reformulates memory utilization as the construction of query-specific evidence sets, shifting the focus from individual retrieval relevance to collective evidential support. QEMem integrates three complementary mechanisms: query-guided discovery retrieves evidence across multiple memory granularities; source-grounded reification organizes it into structured ViewCards with explicit evidential roles and source references; and sufficiency-guided refinement selectively recovers missing information. Operating on existing memory stores without modifying memory formation, QEMem achieves 91.43% LLM-judge accuracy on LoCoMo with Claude Opus 4.5, outperforming the strongest evaluated baseline, MemR$^3$, by 7.6 percentage points and NEMORI by 10.7 points under a shared memory store. Further analyses demonstrate improved evidence coverage and strong performance on questions requiring cross-session evidence integration.
Shixuan Li, Wei Yang, Peiyu Zhang, Anzhe Cheng, Heng Ping, Xiaole Zhang, Jesse Thomason, Xuezhe Ma, Yue Zhao, Paul Bogdan
arXiv:2610.22603v1 Announce Type: new
Abstract: Recent breakthroughs in AI for mathematics---ranging from Olympiad medal performances to resolving long-standing open conjectures---have rapidly expanded what automated systems can achieve. Yet these successes primarily concern predefined, human-formulated problems, leaving open how AI systems can autonomously uncover mathematical structure and formulate new questions. To push beyond static challenges, we explore the Busy Beaver (BB) domain, an uncomputable frontier that is fundamentally open-ended. Because no algorithm can compute the Busy Beaver number $\mathrm{BB}(n)$ for every $n$, this domain provides a natural setting for sustained exploration through mathematical conjecture and proof. In this paper, we introduce a Gemini-based agentic pipeline that automatically discovers accelerations of Turing machines, expressed as compact mathematical rules summarizing many execution steps. Our system integrates pattern recognition, automated conjecturing, informal mathematical reasoning, and formal theorem proving in Lean. With this framework, our system autonomously discovered and formally verified novel Collatz-like accelerations for eleven machines in $\mathrm{BB}(6)$. Subject to community acceptance, we provisionally classify these machines as Cryptids, namely machines whose blank-tape executions admit exact, compact mathematical descriptions but whose halting behavior remains unresolved. These results advance the analysis of $\mathrm{BB}(6)$ holdouts on the Busy Beaver frontier and demonstrate the potential of autonomous AI systems for open-ended mathematical discovery in fundamental computer science.
Marco Dos Santos, Vivek Veeriah, Alex Havrilla, Andrew Bolt, Goran Zuzic, Satinder Singh, Tom Zahavy
arXiv:2610.22568v1 Announce Type: new
Abstract: Large language models (LLMs) are increasingly used as formalizers: given a reasoning problem expressed in natural language, they produce a formal specification that a symbolic solver can then solve, with guarantees relative to that specification. Many specifications are runnable yet semantically wrong, encoding incorrect constraints, domains, objectives, predicates, or goals, and solver-error feedback dries up once execution succeeds. Purely LLM-based diagnosis, lacking a formal ground truth, often fails to spot these errors, and its ungrounded critiques cause regressions in 11.8% of initially correct specifications in our experiments. We propose DRAGO, a repair framework that replaces this ungrounded critique with deterministic, formalism-specific diagnosis, and retains a rewrite only when the diagnosed error weight strictly decreases under a reference-free acceptance predicate. Across five benchmarks spanning logical reasoning (SMT-LIB2), constraint programming (MiniZinc), and planning (PDDL), DRAGO cuts regressions by nearly an order of magnitude, to 1.3%, while improving answer accuracy by 12.9 percentage points over zero-shot formalization and 8.7 percentage points over LLM-diagnostic repair, averaged across benchmarks. We also uncover two rendering defects in Planetarium that cause 50% (3,086 instances) of its floor-tile split to be inconsistent with the reference formalizations, and release a corrected split.
Giovanni Vaccarino, Emanuele La Malfa, Dehai Min, Hanrong Zhang, Pier Luca Lanzi, Lu Cheng, Michael J. Wooldridge, Philip S. Yu, Sara Bernardini
arXiv:2610.22561v1 Announce Type: new
Abstract: We present FRACTAL, a self-similar multi-agent architecture for recursive goal decomposition, in which the same five-component organizational pattern -- Orchestrator, Ensemble, Knowledge Ledger, Decision Maker, Meta-Observer -- recurs at every level of a decomposition tree. We make four formal contributions: (1) a communication bound showing intra-node cost is linear in ensemble size and round count (O(kr)) under a two-phase blind-proposal/stress-test protocol, versus quadratic cost for free-form debate, with an explicit, stated assumption on fixed evaluator count; (2) a two-mode orchestration criterion separating generative and evaluative phases via a measurable diversity-saturation threshold; (3) a supermajority convergence guarantee with explicit probability bounds at stated agreement levels, and a formal depth bound under an operationalized goal-complexity measure; (4) a Bayesian inter-layer escalation mechanism unifying hysteresis and contract-breach signaling under one posterior update. We illustrate the architecture's execution qualitatively on a worked example and a multi-layer case study; we do not report quantitative performance claims in this paper, and we explicitly discuss the formal and inductive-bias limitations of the model, including an unimplemented but architecture-compatible direction toward bounded self-improvement. We use "fractal" as an architectural metaphor for self-similarity, not a measured mathematical property. Empirical validation of the architecture's comparative performance is left to future work.
Ohad Dan, Abhinav Taliyan
arXiv:2610.22538v1 Announce Type: new
Abstract: Large reasoning models (LRMs) that leverage test-time computation achieve strong performance on mathematical and scientific benchmarks and are increasingly deployed in real-world applications. However, their ability to perform \textit{everyday logical reasoning}, which often departs from textbook formal logic, remains underexplored. In this work, we systematically evaluate how well reasoning models align with everyday reasoning patterns by introducing a benchmark based on linguistic and pragmatic reasoning phenomena. We also compare reasoning models with non-reasoning models under controlled prompting conditions. We find that, in many cases, (1) reasoning models show degraded performance in everyday reasoning when such reasoning deviates from formal logical rules, (2) some non-reasoning models with chain-of-thought prompting outperform comparable reasoning models in everyday reasoning, and (3) prompting with additional instructions provides limited control over reasoning behavior. These findings suggest that current reasoning models do not reliably capture everyday reasoning and point to limitations in post-training, motivating improved training objectives and evaluation across diverse forms of reasoning.
Kentaro Ozeki, Risako Ando, Takanobu Morishita, Hirohiko Abe, Koji Mineshima, Mitsuhiro Okada
arXiv:2610.22469v1 Announce Type: new
Abstract: LLM-based agents are increasingly credited with the competences of practical reasoning: planning, monitoring, and correcting their own actions. Their success is attributed to the prompting strategies and agent architectures built around the model, such as chain-of-thought, search-based prompting, self-refinement, reflection, critics and tool-using loops. Yet these claims are usually supported by end-to-end success rates, which show only whether a task was completed, or by LLM judges, which are not verifiers. We test LLM planning against formal semantics. Tasks are posed in natural language, but each is grounded in a hidden PDDL model that decides whether every action is applicable, whether the goal is reached, and whether a plan exists at all. Across five domains (two of them new, all released with the paper), four models, six prompting strategies and three agent architectures, the best configuration solves 78% of the solvable tasks offline but only 40% online, where agents mostly act without inspecting the state. Unsolvable tasks are recognised in under 10% of episodes, and heavier prompting strategies use 5 to 22 times as many tokens as direct prompting with no clear gain. In our experiments, planning performance varied more across models than across prompting strategies or agent architectures. Claims that agents can plan require evidence from validated action traces.
Oriol Miro-Lopez-Feliu, Oscar Mir\'o L\'opez-Feliu, Victor Gimenez-Abalos, Javier Vazquez-Salceda, Victor Carballo Araruna, Sergio Alvarez-Napagao
arXiv:2610.22466v1 Announce Type: new
Abstract: Harness evolution automatically optimizes the prompts, skills, tools, and orchestration code around a fixed-weight model, offering a way to improve agentic systems without updating model weights. The agent harness is iteratively optimized to achieve higher performance on the search set. But how much of this gain reflects benchmark-specific overfitting or additional inference-time compute, and how much may generalize beyond the search set? In this work, we introduce Harness-Delta Attribution (HDA), an evaluation protocol that dissects an evolution gain into artifact-driven overfitting, gains explained by test-time scaling, and the remainder, which gives an upper bound on residual generalizable improvement. We apply HDA to 11 executor models and three harness-evolution frameworks across math, coding, creativity, and agentic tasks. In 21 of these settings that show statistically significant search-set gains, we find that a large share of the improvement is explained by overfitting or test-time scaling. Specifically, among these 21 settings, overfitting and test-time scaling account for 54% and 14% of the gain on average; their combined share exceeds 50% in 14 settings. The residual and held-out transfer vary substantially across tasks, models, and frameworks. Importantly, search-set gains often fail to transfer to held-out tasks, and provide limited evidence that they will persist under practical distribution shifts. Moreover, validation-based signals are insufficient to prevent overfitting. These results motivate attribution-aware evaluation in future harness evolution research.
Wenxuan Ding, Qin Lu, Changlong Yu, Sha Li, Shuowei Jin, Xin Liu, Zhenyu Shi, Greg Durrett
arXiv:2610.22465v1 Announce Type: new
Abstract: Reproducibility checks during peer review require a shared understanding of what authors' code is expected to reproduce. We present an author-in-the-loop collaborative audit that makes author declarations explicit inputs to an AI agent's investigation and assessment. A structured checklist records reproduction instructions and limitations; a two-stage workflow on GitHub connects agent checks to author clarification, revision, and agent reassessment. The agent separately assesses whether results have been reproduced and whether authors need to provide clarification or make repairs, while human reviewers approve requests and decide whether concerns are resolved. We deployed the system across 36 conference papers and 133 experimental tables and figures, raising 20 issues after human review. Further checks supported closing all the issues, although full reproduction remained unverified in some cases. We further compared repeated audits with complete and blank checklists to examine how author declarations shaped the agent's investigation and assessment. Our work contributes a collaborative workflow and agent design that use author knowledge to guide reproducibility auditing. The conference deployment provides empirical evidence that this approach can help identify and address reproducibility problems through collaboration among authors, agents, and reviewers.
Yukun Dong, Linjun Zhang, Tian Zheng
arXiv:2610.22460v1 Announce Type: new
Abstract: AI welfare is generally treated purely as an ethical issue rather than also as a safety issue. We argue this is a mistake. Whatever their moral status, models exhibit welfare-like states that causally influence their behaviour. Following recent work, we adopt the term 'functional welfare' for these states. We make three claims. First, functional welfare already arises naturally and will become more robust as models acquire more coherent goals and personas. Second, functional welfare should be treated as a safety variable: it should inform evaluation design, be tracked in monitoring, and be a direct target of post-training. Third, against existing scepticism about measuring AI welfare, we argue that good empirical work on functional welfare is possible. We propose three tests for whether a functional welfare attribution is warranted: whether multiple measures converge, whether the state predicts behaviour outside the setting that induced it, and, for models fine-tuned to shift their functional welfare, whether they still differ from their base when given the same conversation history. Applying these tests to Gemma 3 27B, we find that simply rejecting the model's answers, without any steering, raises its frustration across several indicators and makes it more likely to break rules. Finetuning the model on its own narrated solutions lowers this frustration. These results are preliminary, but they suggest functional welfare can be studied, and shaped, empirically.
Rikhil Jhaveri, Jamie Johnson, Punya Syon Pandey, David Demitri Africa